-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OzumbL68FEhL7jhpgRs8tzIPsEnN6LGeGO2pEJFs3LRd9aN5pnXRHoLwVprlvg0R b7+wp/+Yn8F1cXC3xAxfBQ== 0000943440-06-000454.txt : 20061212 0000943440-06-000454.hdr.sgml : 20061212 20061212105225 ACCESSION NUMBER: 0000943440-06-000454 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061212 DATE AS OF CHANGE: 20061212 GROUP MEMBERS: ALEX CLUG GROUP MEMBERS: DCI MASTER LDC (NON U.S. ENTITY) GROUP MEMBERS: MICHAEL CROW SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KNOBIAS, INC. CENTRAL INDEX KEY: 0001161979 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133968990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80172 FILM NUMBER: 061270501 BUSINESS ADDRESS: STREET 1: 875 NORTHPARK DRIVE STREET 2: BUILDING 2, SUITE 500 CITY: RIDGELAND STATE: MS ZIP: 39157 BUSINESS PHONE: 601-978-3399 MAIL ADDRESS: STREET 1: 875 NORTHPARK DRIVE STREET 2: BUILDING 2, SUITE 500 CITY: RIDGELAND STATE: MS ZIP: 39157 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED TRAVEL SYSTEMS INC /DE DATE OF NAME CHANGE: 20011107 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Crow Michael CENTRAL INDEX KEY: 0001299979 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (212) 922-2085 MAIL ADDRESS: STREET 1: 830 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 knobias-13ga2.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) Information to Be Included In Statements Filed Pursuant to Rules13d-1(b), (c), and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No. 2) KNOBIAS, INC. - ---------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - ---------------------------------------------------------------------- (Title of Class of Securities) 49915R 10 1 - ---------------------------------------------------------------------- (CUSIP Number) August 2, 2006 - ---------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ X ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------------------------------------------------------------- CUSIP No. 49915R 10 1 Page 2 of 10 Pages - --------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S. S. I.R.S. IDENTIFICATION NOS. NOS. OF ABOVE PERSONS Michael Crow - --------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,697,048 SHARES ------------------------------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 6 SHARED VOTING POWER 4,721,984 ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,697,048 ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 4,721,048 - --------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,419,200 - --------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - --------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.6% - --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions)* IN - --------------------------------------------------------------------------- - --------------------------------------------------------------------------- CUSIP No. 49915R 10 1 Page 3 of 10 Pages - --------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS DCI MASTER LDC (Non U.S. Entity) - --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X ] - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - --------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 6 SHARED VOTING POWER 4,721,984 ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 4,721,984 - --------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,721,984 - --------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)* [ ] - --------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.3% - --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions)* OO - --------------------------------------------------------------------------- - --------------------------------------------------------------------------- CUSIP No. 49915R 10 1 Page 4 of 10 Pages - --------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S. S. I.R.S. IDENTIFICATION NOS. NOS. OF ABOVE PERSONS Alex Clug - --------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] - --------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------------ BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 6 SHARED VOTING POWER 4,721,984 ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 4,721,984 - --------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,721,984 - --------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - --------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.3% - --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions)* IN - --------------------------------------------------------------------------- Page 5 of 10 Pages ITEM 1 (a) Name of Issuer: -------------- Knobias, Inc. (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- Building 2, Suite 500 875 North Park Drive Ridgeland, MS 39158 ITEM 2 (a) Name of Persons Filing: ---------------------- This Schedule 13G is being filed with respect to shares of Common Stock of the Issuer which are beneficially owned by Michael Crow, MW Crow Family LP, DCI MASTER LDC and Alex Clug (collectively, the "Reporting Persons"). (b) Address of Issuer's Principal Business Office or, if none, Residence: --------------------------------------------------------------------- The principal business address of each of the Reporting Persons is: 420 Lexington Avenue Suite 450 New York, New York 10170 (c) Citizenship: ----------- Mr. Clug and Mr. Crow are United States citizens. DCI MASTER LDC is organized and existing in the Cayman Islands. (d) Title of Class of Securities: ---------------------------- Common Stock, par value $.01 per share. (e) CUSIP Number: ------------ 49915R 10 1. ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR -------------------------------------------------------- 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: ----------------------------------------------------- (a) [ ] Broker or dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. Page 6 of 10 Pages (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ ] Investment Adviser in accordance with Sec. 240.13d- 1(b)(1)(ii)(E). (f) [ ] Employee Benefit Plan or Endowment Fund in accordance with Sec. 240.13d-1(b)(1)(ii)(F). (g) [ ] Parent holding company, in accordance with Sec. 240.13d- 1(b)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) [ ] Group, in accordance with Sec. 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Sec. 240.13d-1(c), check this box [ x ]. ITEM 4 Ownership: --------- (a) Amount Beneficially Owned. Michael Crow: 6,419,200 shares comprised of 4,613,652 shares of common stock and 108,332 shares of common stock underlying shares of convertible stock owned by DCI MASTER LDC, of which Mr. Crow is a director and 1,668,048 shares of common stock and 29,168 shares of common stock underlying shares of convertible preferred stock held by MW Crow Family LP, of which Mr. Crow has sole voting and dispositive power. DCI Master LDC: 4,721,984 shares comprised of 4,613,652 shares of common stock and 108,332 shares of common stock underlying shares of convertible stock owned Alex Clug: 4,721,984 shares comprised of 4,613,652 shares of common stock and 108,332 shares of common stock underlying shares of convertible stock owned by DCI MASTER LDC, of which Mr. Clug is a director. (b) Percent of Class: Michael Crow: 12.6% DCI Master LDC: 9.3% Alex Clug: 9.3% The foregoing percentages are based upon the statement of the Issuer in its 10-QSB filed on November 14, 2006 with the Securities and Exchange Commission that it had 50,766,505 shares outstanding at November 13, 2006. (c) Number of shares as to which each such person has: (i) sole power to vote or to direct the vote: Michael Crow: 1,697,216 DCI Master LDC: 0 Alex Clug: 0 Page 7 of 10 Pages (ii) shared power to vote or to direct the vote: Michael Crow: 6,419,200 DCI Master LDC: 4,721,984 Alex Clug: 4,721,984 (iii) sole power to dispose or to direct the disposition of: Michael Crow: 1,697,216 DCI Master LDC: 0 Alex Clug: 0 (iv) shared power to dispose or to direct the disposition of: Michael Crow: 6,419,200 DCI Master LDC: 4,721,984 Alex Clug: 4,721,984 ITEM 5 Ownership of Five Percent or Less of a Class: -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]. ITEM 6 Ownership of More than Five Percent on Behalf of Another Person: --------------------------------------------------------------- Not Applicable. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH --------------------------------------------------------- ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING ------------------------------------------------------------- COMPANY OR CONTROL PERSON: ------------------------- See Item 4(a) above, which is incorporated by reference herein. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: --------------------------------------------------------- The Reporting Persons may be deemed to constitute a group with one another pursuant to Section 13 of the Securities Exchange Act of 1934. The Reporting Persons do not affirm the existence of such a group. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not Applicable. Item 10 CERTIFICATIONS: -------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the Page 8 of 10 Pages securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 9 of 10 Pages SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 8, 2006 /s/ Michael Crow --------------------- Michael Crow Dated: December 8, 2006 /s/ Alex Clug --------------------- Alex Clug Dated: December 8, 2006 DCI MASTER LDC By: /s/ Michael Crow --------------------- Michael Crow Director Attention: Intentional misstatements or omissions of fact constitute federal criminal violations (see US.C. 1001) Page 10 of 10 Pages EXHIBIT A AGREEMENT JOINT FILING OF SCHEDULE 13G The undersigned hereby agree jointly to prepare and file with regulatory authorities a Schedule 13G and any amendments thereto reporting each of the undersigned's ownership of securities of Knobias, Inc. and hereby affirm that such Schedule 13G is being filed on behalf of each of the undersigned. Dated: December 8, 2006 /s/ Michael Crow ----------------------- Michael Crow Dated: December 8, 2006 /s/ Alex Clug ----------------------- Alex Clug Dated: December 8, 2006 DCI MASTER LDC By: /s/ Michael Crow ----------------------- Name: Michael Crow Title: Director -----END PRIVACY-ENHANCED MESSAGE-----